New Filings (June 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 1570
| Advisor Name |
Type
|
Location | Filing Date | Details |
|---|---|---|---|---|
|
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED
|
IA | LONDON, [blank] |
Jun 18, 2026
09:59 AM
|
|
|
CL STRATEGIC MANAGEMENT LIMITED
|
ERA | WAN CHAI, [blank] |
Jun 16, 2026
03:37 AM
|
|
|
CLAIRVEST GP MANAGECO INC.
|
ERA | TORONTO, ONTARIO, [blank] |
Jun 15, 2026
03:37 AM
|
|
|
CLARA VISTA MANAGEMENT COMPANY LLC
|
IA | NEW YORK, NY |
Jun 29, 2026
04:27 PM
|
|
|
CLARA VISTA MANAGEMENT COMPANY LLC
|
ERA | NEW YORK, NY |
Jun 29, 2026
03:37 AM
|
|
|
CLARIVEST ASSET MANAGEMENT LLC
|
IA | SAN DIEGO, CA |
Jun 02, 2026
01:29 PM
|
|
|
CLARO ADVISORS INC.
|
IA | BOSTON, MA |
Jun 11, 2026
05:25 PM
|
|
|
CLARO ADVISORS INC.
|
IA | BOSTON, MA |
Jun 02, 2026
01:38 PM
|
|
|
CLAYMORE CAPITAL PARTNERS
|
IA | CINCINNATI, OH |
Jun 25, 2026
02:41 PM
|
|
|
CLAYMORE CAPITAL PARTNERS
|
ERA | CINCINNATI, OH |
Jun 25, 2026
03:37 AM
|
|
|
CLC GLOBAL MANAGEMENT PTE. LTD.
|
ERA | SINGAPORE, [blank] |
Jun 10, 2026
03:37 AM
|
|
|
CLEAN ENERGY TRANSITION INTERNATIONAL S.A.M.
|
IA | MONACO, MONACO, [blank] |
Jun 24, 2026
05:54 AM
|
|
|
CLEAN ENERGY TRANSITION LLP
|
IA | LONDON, [blank] |
Jun 24, 2026
05:51 AM
|
|
|
CLEANHILL PARTNERS
|
IA | NEW YORK, NY |
Jun 29, 2026
07:07 PM
|
|
|
CLEANHILL PARTNERS
|
ERA | NEW YORK, NY |
Jun 29, 2026
03:37 AM
|
|
|
CLEAR HAVEN CAPITAL MANAGEMENT, LLC
|
IA | NEW YORK, NY |
Jun 29, 2026
02:23 PM
|
|
|
CLEARBELL FUND MANAGEMENT LIMITED
|
ERA | LONDON, [blank] |
Jun 12, 2026
03:37 AM
|
|
|
CLEARLAKE CAPITAL GROUP, L.P.
|
IA | SANTA MONICA, CA |
Jun 30, 2026
06:21 PM
|
|
|
CLEARLIST CAPITAL LLC
|
IA | NEW YORK, NY |
Jun 15, 2026
02:02 PM
|
|
|
CLEO CAPITAL MANAGEMENT COMPANY, LLC
|
ERA | [blank], [blank] |
Jun 17, 2026
03:37 AM
|
|
|
CLEVELAND DIGITAL LIMITED
|
ERA | ROAD TOWN, TORTOLA, [blank] |
Jun 26, 2026
03:37 AM
|
|
|
CNL FUND ADVISORS II, LLC
|
IA | ORLANDO, FL |
Jun 30, 2026
05:32 PM
|
|
|
COHEN INVESTMENT ADVISORS, LLC
|
IA | BEDFORD, NH |
Jun 18, 2026
03:38 PM
|
|
|
COINFUND MANAGEMENT LLC
|
IA | NEW YORK, NY |
Jun 29, 2026
04:29 PM
|
|
|
COLCHIS CAPITAL MANAGEMENT, L.P.
|
IA | [blank], [blank] |
Jun 04, 2026
03:05 PM
|
|
|
COLLE CAPITAL
|
ERA | NEW YORK, NY |
Jun 24, 2026
03:37 AM
|
|
|
COLLECTIVE STUDY, LLC
|
ERA | [blank], [blank] |
Jun 10, 2026
03:37 AM
|
|
|
COLLER CAPITAL LIMITED
|
ERA | LONDON, [blank] |
Jun 22, 2026
03:37 AM
|
|
|
COLLER CREDIT SECONDARIES INVESTMENT MANAGEMENT LIMITED
|
ERA | ST. PETER PORT, [blank] |
Jun 26, 2026
03:37 AM
|
|
|
COLUMBIA ADVISORY PARTNERS, LLC
|
IA | SPOKANE, WA |
Jun 18, 2026
09:15 AM
|
|
|
COLUMBIA ADVISORY PARTNERS, LLC
|
IA | SPOKANE, WA |
Jun 03, 2026
12:24 PM
|
|
|
COLUMBIA ADVISORY PARTNERS, LLC
|
IA | SPOKANE, WA |
Jun 03, 2026
12:13 PM
|
|
|
COLUMNA CAPITAL LLP
|
ERA | LONDON, [blank] |
Jun 22, 2026
03:37 AM
|
|
|
COMMONWEALTH ASSET MANAGEMENT LP
|
IA | LOS ANGELES, CA |
Jun 29, 2026
09:41 AM
|
|
|
COMMONWEALTH ASSET MANAGEMENT LP
|
ERA | LOS ANGELES, CA |
Jun 29, 2026
03:37 AM
|
|
|
COMPASS POINT ASSET MANAGEMENT, LLC
|
ERA | WASHINGTON, DC |
Jun 24, 2026
03:37 AM
|
|
|
COMPASS POINT ASSET MANAGEMENT, LLC
|
ERA | WASHINGTON, DC |
Jun 24, 2026
03:37 AM
|
|
|
COMPOUND ADVISORS, LLC
|
IA | NEW YORK, NY |
Jun 04, 2026
05:51 PM
|
|
|
COMPOUND ADVISORS, LLC
|
ERA | NEW YORK, NY |
Jun 04, 2026
03:37 AM
|
|
|
COMVEST PE ADVISORS, LLC
|
IA | WEST PALM BEACH, FL |
Jun 02, 2026
09:31 AM
|
|
|
COMVEST PE ADVISORS, LLC
|
IA | WEST PALM BEACH, FL |
Jun 01, 2026
03:28 PM
|
|
|
CONCURRENT ASSET MANAGEMENT, LLC
|
IA | TAMPA, FL |
Jun 16, 2026
04:28 PM
|
|
|
CONIFER INFRASTRUCTURE PARTNERS
|
IA | SEWICKLEY, PA |
Jun 29, 2026
05:03 PM
|
|
|
CONIFER INFRASTRUCTURE PARTNERS
|
ERA | SEWICKLEY, PA |
Jun 29, 2026
03:37 AM
|
|
|
CONNETIC VENTURES
|
IA | COVINGTON, KY |
Jun 29, 2026
08:20 AM
|
|
|
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
|
IA | VANCOUVER, BC, [blank] |
Jun 26, 2026
07:46 PM
|
|
|
CONSILIUM INVESTMENT MANAGEMENT LLC
|
IA | FORT LAUDERDALE, FL |
Jun 16, 2026
11:18 AM
|
|
|
CONSORTIUM BRAND PARTNERS, LLC
|
IA | [blank], [blank] |
Jun 24, 2026
03:40 PM
|
|
|
CONVERGENT FINANCE, LLP
|
ERA | MUMBAI, [blank] |
Jun 17, 2026
03:37 AM
|
|
|
CONVEX PARTNERS, KUB
|
ERA | VILNIUS, [blank] |
Jun 30, 2026
03:37 AM
|