New Filings (July 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 1162
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Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
NEXUS NEUROTECH, LLC
 ERA [blank], [blank] $213,849,908
Jul 02, 2026 03:42 AM
NICHOLAS HOFFMAN & COMPANY, LLC
 IA ATLANTA, GA $25,000,000
Jul 10, 2026 10:46 AM
NICHOLAS INVESTMENT PARTNERS, L.P.
 IA SAN DIEGO, CA $348,061,513
Jul 10, 2026 12:48 PM
NILI CAPITAL II, LP
 ERA RA'ANANA, [blank] $20,000,000
Jul 07, 2026 03:42 AM
NINTH ETERNITY ASSET MANAGEMENT LLC
 IA NEW YORK, NY $238,591,888
Jul 02, 2026 05:18 PM
NIPPON VALUE INVESTORS
 IA TOKYO, [blank] $197,235,703
Jul 23, 2026 10:59 PM
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
 IA PHILADELPHIA, PA $43,055,228
Jul 29, 2026 12:47 PM
NORTH RUN CAPITAL, LP
 IA BOSTON, MA $226,781,542
Jul 07, 2026 09:56 AM
NORTH RUN CAPITAL, LP
 IA BOSTON, MA $226,781,542
Jul 01, 2026 11:51 AM
NORTHEAST FINANCIAL GROUP, INC.
 IA ALLENTOWN, PA $22,390,796
Jul 28, 2026 05:13 PM
NORTHEAST FINANCIAL GROUP, INC.
 IA ALLENTOWN, PA $22,390,796
Jul 27, 2026 12:59 PM
NORTHEDGE CAPITAL LLP
 ERA MANCHESTER, [blank] $855,518,663
Jul 20, 2026 03:42 AM
NORTHGATE CAPITAL, L.P.
 IA DANVILLE, CA $1,828,680,223
Jul 10, 2026 12:57 PM
NORTHLEAF CAPITAL ADVISORS LTD.
 IA TORONTO, ONTARIO, [blank] $558,970,277
Jul 31, 2026 04:37 PM
NORTHLEAF CAPITAL PARTNERS
 ERA TORONTO, ONTARIO, [blank] $3,936,793,234
Jul 31, 2026 03:42 AM
NORTHMONT CAPITAL MANAGEMENT INC.
 ERA [blank], [blank] $121,973,031
Jul 23, 2026 03:42 AM
NORTHROCK PARTNERS, LLC
 IA MINNEAPOLIS, MN $74,913
Jul 17, 2026 04:11 PM
NORTHROCK PARTNERS, LLC
 IA MINNEAPOLIS, MN $74,913
Jul 13, 2026 10:56 AM
NORTHROCK PARTNERS, LLC
 IA MINNEAPOLIS, MN $74,913
Jul 08, 2026 05:44 PM
NOVACORE CAPITAL LLP
 ERA LONDON, [blank] $21,000,000
Jul 28, 2026 03:42 AM
NUMERIXS INVESTMENT TECHNOLOGIES INC
 IA CHANDLER, AZ No funds
Jul 23, 2026 10:35 AM
OAKMONT CORPORATION
 IA LOS ANGELES, CA $487,784,076
Jul 16, 2026 06:28 PM
OAKTREE CAPITAL MANAGEMENT, L.P.
 IA LOS ANGELES, CA $107,823,346,078
Jul 28, 2026 05:08 PM
OCTOPUS AIF MANAGEMENT LIMITED
 ERA LONDON, GREATER LONDON, [blank] $14,655,314
Jul 13, 2026 03:42 AM
OCTOPUS INVESTMENTS LIMITED
 ERA LONDON, GREATER LONDON, [blank] $26,011,063
Jul 13, 2026 03:42 AM
OFF ROAD CAPITAL MANAGEMENT LLC
 IA NEW YORK, NY $406,989,375
Jul 24, 2026 10:24 AM
OFFIT CAPITAL
 IA NEW YORK, NY $4,079,735,605
Jul 23, 2026 05:04 PM
OGAM, LP
 IA HOUSTON, TX $1,631,846,100
Jul 06, 2026 04:12 PM
OLD VINE CAPITAL
 IA [blank], [blank] $11,210,101
Jul 28, 2026 02:47 PM
OLYMPUS PEAK ASSET MANAGEMENT LP
 IA [blank], [blank] $799,395,781
Jul 13, 2026 04:37 PM
OMNI BRIDGEWAY MANAGEMENT (USA) LLC
 IA NEW YORK, NY $1,969,683,316
Jul 06, 2026 03:50 PM
ONE OAK
 IA [blank], [blank] $1,091,680
Jul 15, 2026 05:26 PM
ONE RIVER ASSET MANAGEMENT, LLC
 IA STAMFORD, CT $1,673,197,000
Jul 22, 2026 05:23 PM
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC
 IA NEW YORK, NY $177,846,146
Jul 01, 2026 01:32 PM
OPPENHEIMER ASSET MANAGEMENT
 IA NEW YORK, NY $82,615,296
Jul 01, 2026 01:34 PM
OPTIMA ASSET MANAGEMENT LLC
 IA NEW YORK, NY $578,595,336
Jul 13, 2026 11:44 AM
OPTIMA ASSET MANAGEMENT LLC
 IA NEW YORK, NY $578,595,336
Jul 01, 2026 01:31 PM
OPTIMA ASSET MANAGEMENT LLC
 IA NEW YORK, NY $578,595,336
Jul 01, 2026 09:06 AM
OPTO INVESTMENT MANAGEMENT, LLC
 IA NEW YORK, NY $384,036,590
Jul 31, 2026 12:44 PM
OPULENTIA VENTURES
 ERA FAIRFAX, VA $36,465,164
Jul 15, 2026 03:42 AM
OPULENTIA VENTURES M LLC
 ERA [blank], [blank] $36,465,164
Jul 30, 2026 03:42 AM
OPULENTIA VENTURES M LLC
 ERA FAIRFAX, VA $36,465,164
Jul 15, 2026 03:42 AM
ORCHID CHINA MANAGEMENT (CAYMAN) LIMITED
 ERA GRAND CAYMAN, [blank] $30,434,964
Jul 09, 2026 03:42 AM
OSRN LTD
 ERA TEL AVIV, [blank] $347,327,141
Jul 05, 2026 03:42 AM
OTTER CAPITAL LLC
 ERA [blank], [blank] $465,285,877
Jul 29, 2026 03:42 AM
OXFORD FINANCIAL GROUP, LTD
 IA CARMEL, IN $3,400,202,557
Jul 09, 2026 02:33 PM
OXFORD FINANCIAL GROUP, LTD
 IA CARMEL, IN $3,400,202,557
Jul 06, 2026 04:56 PM
PACHAMAMA CAPITAL
 IA LONDON,ENGLAND, [blank] $1,913,720
Jul 15, 2026 05:34 AM
PACIFIC POINT ADVISORS, LLC
 IA SAN DIEGO, CA $31,116,583
Jul 10, 2026 01:07 PM
PACT
 IA NEW YORK, NY $891,209,687
Jul 10, 2026 11:24 AM